9AT: SIENA CAPITAL PARTNERS GP, LLC

other names

SIENA CAPITAL PARTNERS GP, LLC
SIENA CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/28/2025
ADV Location	CHICAGO, IL, United States
Adviser Type - Large advisory firm
Number of Employees	5
of those in investment advisory functions	5
Registration	SEC, Approved, 06/29/2015
Other registrations (1)	SEC, ERA - Withdrawn, 06/22/2015

AUM^*	368,243,492
of that, discretionary	368,243,492 24%
Private Fund GAV^*	368,243,492 -2%
Avg Account Size	368,243,492 24%
SMA’s	No
Private Funds	1
Contact Info	312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$368,243,492

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOREST HILL CAPITAL, LLC	Hedge Fund66.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV66.5m	AUM146.7m	#Funds1
Adviser LIZARD INVESTORS LLC	Hedge Fund20.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.6m	AUM223.1m	#Funds2
Adviser RESOLUTE GLOBAL PARTNERS, LTD.	Hedge Fund315.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV315.4m	AUM315.4m	#Funds1
Adviser TAYLOR HOFFMAN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.3m	#Funds-
Adviser ENGINE NO.1 LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM299.9m	#Funds-
Adviser ARISTIDES CAPITAL LLC	Hedge Fund472.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV472.8m	AUM472.8m	#Funds5
Adviser COOK & BYNUM CAPITAL MANAGEMENT, LLC	Hedge Fund256.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV256.9m	AUM322.2m	#Funds3
Adviser BHZ CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM153.0m	#Funds-
Adviser PILGRIM GLOBAL ADVISORS LLC	Hedge Fund784.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund167.7m	Total Private Fund GAV951.9m	AUM951.9m	#Funds2
Adviser WAYCROSS PARTNERS, LLC	Hedge Fund127.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV127.4m	AUM865.5m	#Funds4

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker31946M103	Stock NameFirst Citizens BancShares Inc/	$ Position$9,323,006	% Position3.00%	$ Change-5.00%	# Change-20.00%
Stck Ticker729273102	Stock NamePlumas Bancorp	$ Position$10,681,178	% Position3.00%	$ Change-14.00%	# Change-17.00%
Stck Ticker671807105	Stock NameOak Valley Bancorp	$ Position$9,715,001	% Position3.00%	$ Change-4.00%	# Change-10.00%
Stck Ticker842243107	Stock NameSouthern BancShares NC Inc	$ Position$11,440,000	% Position3.00%	$ Change12.00%	# Change0.00%
Stck Ticker952170108	Stock NameWest Coast Community Bancorp	$ Position$12,921,869	% Position3.00%	$ Change4.00%	# Change0.00%
Stck Ticker887098101	Stock NameTimberland Bancorp Inc/WA	$ Position$8,264,323	% Position2.00%	$ Change8.00%	# Change0.00%
Stck Ticker686040205	Stock NameOregon Pacific Bancorp	$ Position$7,471,767	% Position2.00%	$ Change9.00%	# Change0.00%
Stck Ticker989701107	Stock NameZions Bancorp NA	$ Position$5,929,517	% Position2.00%	$ Change3.00%	# Change0.00%
Stck Ticker74164R107	Stock NamePrime Meridian Holding Co	$ Position$7,190,263	% Position2.00%	$ Change11.00%	# Change0.00%
Stck Ticker588538108	Stock NameMerchants Financial Group Inc	$ Position$6,598,998	% Position2.00%	$ Change17.00%	# Change0.00%

Brochure Summary

Overview

Advisory Business Siena Capital Partners GP, LLC ("SGP") was founded in 2004 by Dan Kanter and David Abraham. Its principal owners are Dan Kanter (President and Managing Member), David Abraham (Executive Vice-President and Managing Member) and Greg Dingens (Executive Vice- President and Managing Member) (collectively referred to herein as the "Principals").
SGP provides discretionary investment advisory services and portfolio management to its client, which is a pooled investment vehicles (the "Fund"). SGP currently manages Siena Capital Partners I, LP ("Siena I Fund").
Certain conflicts of interest arising in connection with management of the Fund is described in Items 5 and 6.
The Fund is managed in accordance with the investment objectives, strategies and guidelines and the terms and conditions set out in respective Fund limited partnership agreement and subscription agreement, and as disclosed in the private placement memoranda ("PPM") (collectively "Fund Documents").
SGP provides advice to the Fund with respect to investing in securities with a focus on the financial services industry. The

Fund seeks long-term capital appreciation in a diversified portfolio of securities, primarily consisting of community bank stocks. Services provided to the Fund by SGP, or its personnel or affiliates, also may include organizing and managing the Fund's business affairs, preparing financial statements, providing audit support, preparing tax-related schedules and documents and sales support and investor relations services. As further described in Items 8 and 10, an SGP affiliate provides trade execution and reconciliation services.
SGP may determine to provide management services to separately managed accounts. Certain conflicts of interest that would arise from such activity are described in Items 5 and 6.
SGP does not participate in wrap fee programs.
SGP does not tailor its advisory services to the individual needs of investors in the Fund ("Investors"). A Fund may have restrictions on investing in certain securities or other assets.
Assets Under Management As of December 31, 2023, we provide continuous management services for $322,964,198 in client assets on a discretionary basis.

SIENA CAPITAL PARTNERS GP, LLC

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