| As of Date | 03/30/2026 |
| ADV Location | United States, NC |
| Adviser Type
- Large advisory firm - Outside the United States - An investment adviser (or subadviser) to an investment company - An investment adviser to a company which has elected to be a business development company |
|
| Number of Employees | 1,605 7% |
| of those in investment advisory functions | 633 11% |
| AUM* | 415,323,284,507 28% |
| of that, discretionary | 403,231,399,860 29% |
| Private Fund GAV* | 81,667,036,212 10% |
| Avg Account Size | 895,093,286 10% |
| SMA’s | Yes |
| Private Funds | 162 51 |
| Websites |
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Insurance companies
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count5 | GAV$481,814,756 |
| Fund TypePrivate Equity Fund | Count16 | GAV$1,450,639,394 |
| Fund TypeReal Estate Fund | Count7 | GAV$10,213,188,691 |
| Fund TypeSecuritized Asset Fund | Count77 | GAV$25,385,815,587 |
| Fund TypeOther Private Fund | Count57 | GAV$44,135,577,784 |