Company Profile

As of Date 02/27/2026
ADV Location United States, CA
Adviser Type - Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 179 -73%
of those in investment advisory functions 106 -29%
AUM* 210,467,960,294 -40%
of that, discretionary 204,014,759,690 -40%
Private Fund GAV* 10,349,827,383 -43%
Avg Account Size 6,586,386 -30%
High Net Worth 0.72% -72%
SMA’s Yes
Private Funds 36 13
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Disclosure Reporting

11.A(2) Charged with felony
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.H(1)(b) Court found investment-related violation
11.H(2) Currently subject to civil proceeding

Reported AUM

451B 386B 322B 258B 193B 129B 64B
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count19 GAV$2,701,174,561
Fund TypeLiquidity Fund Count1 GAV$5,477,681,507
Fund TypeSecuritized Asset Fund Count12 GAV$2,069,772,242
Fund TypeOther Private Fund Count4 GAV$101,199,073

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