Company Profile

AUM* 235,324,894,875 173%
of that, discretionary 235,324,894,875 173%
Number of Employees 1,625 -21%
of those in investment advisory functions 806 -10%
Private Fund GAV* 266,620,989,951 111%
Avg Account Size 4,357,868,424 11%
SMA’s No
Private Funds 77 34

Adviser Type

- Large advisory firm

Client Types

- Investment companies
- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Disclosure Reporting

11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.E(2) SRO found rule violation

Reported AUM

312B 267B 223B 178B 134B 89B 45B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

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