COUNTERPOINT MUTUAL FUNDS, LLC other names

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Adviser Profile

As of Date:

02/26/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees:

9 12.50%

of those in investment advisory functions:

5 25.00%

Registration:

SEC, Approved, 9/15/2014

AUM:

1,725,038,761 27.61%

of that, discretionary:

1,725,038,761 27.61%

GAV:

0

Avg Account Size:

345,007,752 2.09%

SMA’s:

NO

Private Funds:

0

Contact Info

844 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
1B 1B 966M 772M 579M 386M 193M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Counterpoint Tactical Equity Fund Class A
03/29/2021

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markets.businessinsider.com

Counterpoint Tactical Income Fund
03/04/2021

Michael Krause is a co-founder of Counterpoint Mutual Funds, LLC. Prior to founding Counterpoint Mutual Funds, LLC in 2014, Mr. Krause co-founded Counterpoint Asset Management, LLC in 2012 to offer quantitative investment strategies to investment clients.

dividend.com

Counterpoint Tactical Income Fund
02/12/2021

Michael Krause is a co-founder of Counterpoint Mutual Funds, LLC. Prior to founding Counterpoint Mutual Funds, LLC in 2014, Mr. Krause co-founded Counterpoint Asset Management, LLC in 2012 to offer quantitative investment strategies to investment clients.

dividend.com

Private Funds

No private funds

Employees




Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
46435U853 ISHARES TR $135,731,922 33.00% 155.00% 153.00%
46138G508 INVESCO EXCH TRADED FD TR II $96,787,307 24.00% 3.00% 3.00%
78467V608 SSGA ACTIVE ETF TR $50,460,413 12.00% 64.00% 64.00%
92189H409 VANECK ETF TRUST $34,353,581 8.00% 106.00% 103.00%
464288513 ISHARES TR $22,266,614 5.00% -43.00% -43.00%
66538R540 NORTHERN LTS FD TR III $11,450,387 3.00%
78468R622 SPDR SER TR $2,257,478 1.00% 28.00% 27.00%
848577102 SPIRIT AIRLS INC $142,194 0.00%
L8681T102 SPOTIFY TECHNOLOGY S A $525,425 0.00%
85208M102 SPROUTS FMRS MKT INC $399,389 0.00%

Brochure Summary

Overview

Description of the Advisory Firm Counterpoint Mutual Funds, LLC (the “Investment Manager” or “Counterpoint”) was formed in the state of California as a limited liability company in 2014 primarily for the purpose of providing investment management to registered investment companies. Michael Krause, CFA, Daniel Krause, and John Koudsi are the firm’s principal owners. Description of Advisory Services Services to Registered Investment Companies Counterpoint generally provides portfolio management services to registered investment companies such as mutual funds and ETFs (“Fund(s)”). The firm uses quantitative models to form its investment strategies that are delivered in these public vehicles. Counterpoint adheres to any restrictions by regulation or fund policy for each Fund. Services to Platform Providers Counterpoint utilizes investment strategies similar to our strategies for the Funds we advise to build model portfolios. Counterpoint has entered into agreements with certain registered third-party investment advisers that maintain model platforms, sometimes called Turnkey Asset Management Platforms (“TAMPs”) or Separately Managed Account (“SMA”) platforms, collectively (“Platform Providers”). The Platform Providers offer model portfolios to other investment advisers or broker-dealers (“Advisers”), who select from among the available models to invest their clients’ assets. The platforms offer Counterpoint’s model portfolios as well as models from other managers. Advisers and their clients access Counterpoint’s models through these platforms. Counterpoint
provides its models to the Platform Providers for inclusion on their platform. Counterpoint manages each model portfolio and amends and modifies the model, based on each model’s investment strategy. The Platform Providers or Advisers do all trading to invest accounts according to the model chosen for the account. When we recommend changes or rebalances to the model portfolios, we will notify the Platform Providers promptly in accordance with our trade rotation policy so that they can adjust the portfolios of invested clients to fit the model. Counterpoint has no control over the actions or trading decisions of Platform Providers or Advisers when we recommend changes or rebalances to the models. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to the Funds’ investment objectives. Generally, Counterpoint has the authority to select which and how many securities and other instruments to buy or sell without consultation with the Funds. Models provided to Platform Providers will not contain investments in any investment vehicles that contain load or contingent deferred sales charges. Counterpoint does not work directly with the Advisers’ retail clients. Before investing retail clients’ assets based on Counterpoint’s model portfolios, each Adviser is responsible for reviewing that our models are suitable for the client. Wrap Fee Programs Counterpoint does not participate in “wrap fee” programs. Assets Under Management As of December 31, 2022, Counterpoint had assets under management on a discretionary basis of $1,351,835,495.