| Registration status | Registration Changed to EMPERY ASSET MANAGEMENT, LP |
|
Exempt Reporting Adviser
2B(3)- PF>150mn
act solely as an adviser to private funds but you are no longer eligible to check box 2.B.(2) because you have assets under management, as defined in rule 203(m)-1, in the United States of $150 million or more |
|
| Private Fund GAV* | 0 |
| SMA’s | No |
| Private Funds | 0 5 |
| Contact Info | 212 xxxxxxx |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker98420X202 | Stock NameX4 Pharmaceuticals Inc | $ Position$35,804,420 | % Position32.00% | $ Change | # Change |
| Stck Ticker45254E107 | Stock NameImmuneering Corp | $ Position$17,601,171 | % Position16.00% | $ Change | # Change |
| Stck Ticker92864V608 | Stock NameEmpery Digital Inc | $ Position$13,377,025 | % Position12.00% | $ Change | # Change |
| Stck TickerY3894J187 | Stock NameImperial Pete Inc | $ Position$11,522,283 | % Position10.00% | $ Change | # Change |
| Stck Ticker74019P207 | Stock NamePrecision BioSciences Inc | $ Position$9,129,682 | % Position8.00% | $ Change | # Change |
| Stck Ticker007408206 | Stock NameAduro Clean Technologies Inc | $ Position$5,916,037 | % Position5.00% | $ Change | # Change |
| Stck Ticker29415C101 | Stock NameEos Energy Enterprises Inc | $ Position$2,861,860 | % Position3.00% | $ Change | # Change |
| Stck TickerG2662B103 | Stock NameCritical Metals Corp | $ Position$3,410,732 | % Position3.00% | $ Change | # Change |
| Stck Ticker87990A106 | Stock NameTenaya Therapeutics Inc | $ Position$3,852,133 | % Position3.00% | $ Change | # Change |
| Stck Ticker86889P208 | Stock NameSurrozen Inc | $ Position$2,349,812 | % Position2.00% | $ Change | # Change |