9AT: ADDISON CAPITAL

ADDISON CAPITAL

other names

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Adviser Profile

As of Date	03/25/2025
Adviser Type - Large advisory firm
Number of Employees	4
of those in investment advisory functions	3
Registration	SEC, Approved, 09/27/2007

AUM^*	807,973,231 24.19%
of that, discretionary	524,809,529 61.56%
Private Fund GAV^*	0
Avg Account Size	1,536,071 14.51%
% High Net Worth	45.23% 12.56%
SMA’s	Yes
Private Funds	0
Contact Info	215 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

511M 438M 365M 292M 219M 146M 73M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF TR	$ Position$15,433,263	% Position6.00%	$ Change22.00%	# Change28.00%
Stck Ticker921937835	Stock NameVANGUARD BD INDEX FDS	$ Position$11,294,847	% Position4.00%	$ Change23.00%	# Change20.00%
Stck Ticker16411R208	Stock NameCHENIERE ENERGY INC	$ Position$10,916,520	% Position4.00%	$ Change4.00%	# Change-4.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$9,552,754	% Position4.00%	$ Change-21.00%	# Change-3.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON	$ Position$7,803,517	% Position3.00%	$ Change12.00%	# Change-2.00%
Stck Ticker46625H100	Stock NameJPMORGAN CHASE & CO.	$ Position$7,380,162	% Position3.00%	$ Change-2.00%	# Change-4.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$6,496,541	% Position3.00%	$ Change-10.00%	# Change1.00%
Stck Ticker742718109	Stock NamePROCTER AND GAMBLE CO	$ Position$8,741,610	% Position3.00%	$ Change-3.00%	# Change-5.00%
Stck Ticker68389X105	Stock NameORACLE CORP	$ Position$7,860,559	% Position3.00%	$ Change-20.00%	# Change-5.00%
Stck Ticker922042742	Stock NameVANGUARD INTL EQUITY INDEX F	$ Position$4,259,075	% Position2.00%	$ Change-2.00%	# Change-1.00%

Brochure Summary

Overview

Advisory Business Addison Capital provides investment supervisory services and furnishes investment advice to its clients (“Clients”) through consultations. Addison Capital was previously registered as Addison Capital, Inc. Addison Capital succeeded to the business of Addison Capital Inc. on October 10, 2023 as part of a change in corporate form. Addison Capital is wholly owned by Addison Capital Holdings, LLC. The company was founded in 2009 by Michael A. Church, who is the Chief Executive Officer (“CEO”) and principal owner of Addison Capital Holdings LLC. Addison Capital offers Clients investment advisory services, including strategy development as well as portfolio development and monitoring services based upon the individual Client needs. Addison Capital’s investment advice includes advice concerning portfolio management recommendations with respect to both equity and fixed income markets – including specific companies and securities. Addison Capital ordinarily tailors advisory services to the individual needs of Clients. This activity includes the provision of regular advice concerning investments consistent with the circumstances, preferences, and objectives of each Client as established during a Client’s initial and ongoing consultations. A Client’s asset allocation of stocks, bonds, structured notes, alternative investments and liquid securities are structured

to match these circumstances, preferences, and objectives. The investment management process includes an assessment of each Client’s objectives, needs, restrictions and current portfolio holdings and Client portfolios. A Client’s portfolio will be structured with the goal of matching the portfolio’s liquidity, risks and asset allocation to the Client’s individual circumstances with model portfolios used as appropriate. Client portfolios and asset allocations may then change over time based on Client needs. Addison Capital also employs rebalancing software and uses model portfolios for certain accounts. Clients may impose reasonable restrictions on investing in certain securities or types of securities by requesting such restrictions. Addison Capital may, from time to time, manage accounts on a fully discretionary or non-discretionary basis without detailed knowledge of the circumstances, preferences, and objectives of the specific Client. In these instances, Addison Capital will provide advice that is in the best interest of the Client based on its reasonable understanding of the Client’s objectives. Addison Capital does not offer wrap fee programs. Addison Capital manages Client assets on both a discretionary and non-discretionary basis. As of December 31, 2023, Addison Capital managed $320,235,611 in discretionary assets and $426,741,472 in non- discretionary assets.