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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
Number of Employees 6 -25.00%
of those in investment advisory functions 6 50.00%
Registration SEC, Approved, 01/27/2006
AUM* 569,044,100 55.71%
of that, discretionary 489,483,640 51.28%
Private Fund GAV* 0
Avg Account Size 449,837 45.12%
% High Net Worth 35.80% 32.53%
SMA’s Yes
Private Funds 0
Contact Info 713 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

345M 296M 246M 197M 148M 99M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02072L847 Stock NameEA SERIES TRUST $ Position$102,626,751 % Position31.00% $ Change3.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,138,598 % Position3.00% $ Change-15.00% # Change-4.00%
Stck Ticker78464A805 Stock NameSPDR SER TR $ Position$10,028,724 % Position3.00% $ Change-7.00% # Change-2.00%
Stck Ticker464288521 Stock NameISHARES TR $ Position$8,866,879 % Position3.00% $ Change5.00% # Change5.00%
Stck Ticker464288687 Stock NameISHARES TR $ Position$7,255,120 % Position2.00% $ Change6.00% # Change9.00%
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$8,070,742 % Position2.00% $ Change11.00% # Change5.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$4,909,420 % Position2.00% $ Change-15.00% # Change-2.00%
Stck Ticker363576109 Stock NameGALLAGHER ARTHUR J & CO $ Position$5,229,005 % Position2.00% $ Change22.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$5,821,161 % Position2.00% $ Change-16.00% # Change-5.00%
Stck Ticker617446448 Stock NameMORGAN STANLEY $ Position$2,066,088 % Position1.00% $ Change-15.00% # Change-8.00%

Brochure Summary