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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 18 -5.26%
of those in investment advisory functions 6
Registration SEC, Approved, 12/05/2003
AUM* 2,659,813,000 9.65%
of that, discretionary 2,659,813,000 9.65%
Private Fund GAV* 0
Avg Account Size 3,015,661 -3.15%
% High Net Worth 30.15% 1.07%
SMA’s Yes
Private Funds 0
Contact Info 608 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 3B 3B 2B 1B 651M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$25,822,406 % Position4.00% $ Change-19.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$25,014,771 % Position4.00% $ Change-11.00% # Change0.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP COM $ Position$18,666,552 % Position3.00% $ Change8.00% # Change-2.00%
Stck Ticker30063P105 Stock NameEXACT SCIENCES CORP COM $ Position$10,902,904 % Position2.00% $ Change-20.00% # Change4.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO COM $ Position$11,625,524 % Position2.00% $ Change-3.00% # Change-5.00%
Stck Ticker501889208 Stock NameLKQ CORP COM $ Position$11,440,432 % Position2.00% $ Change13.00% # Change-2.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS $ Position$11,083,788 % Position2.00% $ Change-19.00% # Change-18.00%
Stck Ticker713448108 Stock NamePEPSICO INC $ Position$10,487,061 % Position2.00% $ Change107.00% # Change109.00%
Stck Ticker717081103 Stock NamePFIZER INC $ Position$10,410,811 % Position2.00% $ Change-3.00% # Change2.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$11,055,169 % Position2.00% $ Change0.00% # Change0.00%

Brochure Summary