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Adviser Profile

As of Date 03/31/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 6 -33.33%
of those in investment advisory functions 5 -16.67%
Registration SEC, Approved, 07/28/1992
AUM* 1,065,062,527 -6.86%
of that, discretionary 1,062,068,550 -6.92%
Private Fund GAV* 0
Avg Account Size 15,000,881 28.55%
% High Net Worth 14.08% 25.48%
SMA’s Yes
Private Funds 0
Contact Info 949 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 923M 739M 554M 369M 185M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$4,951,769 % Position4.00% $ Change28.00% # Change43.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$3,797,489 % Position3.00% $ Change-13.00% # Change-15.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$3,436,795 % Position3.00% $ Change-15.00% # Change-4.00%
Stck Ticker060505104 Stock NameBANK AMERICA CORP $ Position$2,564,225 % Position2.00% $ Change-9.00% # Change-4.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$1,978,707 % Position2.00% $ Change9.00% # Change-8.00%
Stck Ticker02209S103 Stock NameALTRIA GROUP INC $ Position$1,908,876 % Position2.00% $ Change18.00% # Change3.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$1,883,085 % Position2.00% $ Change-31.00% # Change-5.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$2,970,752 % Position2.00% $ Change10.00% # Change0.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$2,011,659 % Position2.00% $ Change-10.00% # Change-20.00%
Stck Ticker501044101 Stock NameKROGER CO $ Position$2,252,317 % Position2.00% $ Change136.00% # Change113.00%

Brochure Summary