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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 9 -18.18%
of those in investment advisory functions 6 -25.00%
Registration SEC, Approved, 04/07/1987
AUM* 861,030,803 30.21%
of that, discretionary 861,030,803 30.21%
Private Fund GAV* 0
Avg Account Size 1,057,777 13.09%
% High Net Worth 43.67% 14.84%
SMA’s Yes
Private Funds 0
Contact Info 913 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

787M 675M 562M 450M 337M 225M 112M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameApple Inc $ Position$35,322,383 % Position7.00% $ Change-14.00% # Change-3.00%
Stck Ticker67066g104 Stock NameNvidia Corp $ Position$36,280,021 % Position7.00% $ Change-21.00% # Change-2.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$30,640,792 % Position6.00% $ Change-13.00% # Change-2.00%
Stck Ticker023135106 Stock NameAmazon.com Inc $ Position$23,861,838 % Position5.00% $ Change-8.00% # Change7.00%
Stck Ticker02079K107 Stock NameAlphabet Inc CL C $ Position$21,498,022 % Position4.00% $ Change-18.00% # Change-1.00%
Stck Ticker11135f101 Stock NameBroadcom LTD $ Position$15,092,185 % Position3.00% $ Change-28.00% # Change-1.00%
Stck Ticker30303m102 Stock NameMeta Platforms Inc. $ Position$16,369,200 % Position3.00% $ Change-2.00% # Change0.00%
Stck Ticker084670702 Stock NameBerkshire Hathaway $ Position$17,651,832 % Position3.00% $ Change19.00% # Change1.00%
Stck Ticker46625h100 Stock NameJP Morgan Chase $ Position$16,299,203 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker57636Q104 Stock NameMastercard Inc-Cl A $ Position$9,143,190 % Position2.00% $ Change5.00% # Change1.00%

Brochure Summary