9AT: GFO ASSET MANAGEMENT, LLC

other names

GFO ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
ADV Location	MIAMI BEACH, FL, United States
Adviser Type - Large advisory firm
Number of Employees	14 56%
of those in investment advisory functions	1
Registration	SEC, Approved, 08/01/2023
Other registrations (2)	SEC, ERA - Withdrawn, 06/29/2023 SEC, ERA - Active, 02/03/2021
Former registrations	GFO ASSET MANAGEMENT, LLC

AUM^*	856,069,055 87%
of that, discretionary	856,069,055 87%
Private Fund GAV^*	856,069,055 33%
Avg Account Size	285,356,352 87%
SMA’s	No
Private Funds	8 2
Contact Info	(20 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count6	GAV$695,797,491
Fund TypePrivate Equity Fund	Count2	GAV$160,271,564

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAS INVESTMENT PARTNERS, LLC	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM2.4b	#Funds4
Adviser AMPFIELD MANAGEMENT	Hedge Fund662.4m	Liquidity Fund-	Private Equity Fund15.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV678.0m	AUM774.0m	#Funds8
Adviser TOTEM POINT MANAGEMENT, LLC	Hedge Fund138.3m	Liquidity Fund-	Private Equity Fund5.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV144.2m	AUM144.2m	#Funds8
Adviser POETIC GROUP LLC	Hedge Fund723.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV723.4m	AUM802.5m	#Funds3
Adviser SANDGLASS CAPITAL ADVISORS LLC	Hedge Fund663.9m	Liquidity Fund-	Private Equity Fund179.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV843.7m	AUM873.7m	#Funds9
Adviser AUDENT GLOBAL ASSET MANAGEMENT, LLC	Hedge Fund133.5m	Liquidity Fund-	Private Equity Fund44.2m	Real Estate Fund78.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV256.0m	AUM452.3m	#Funds14
Adviser CHATHAM CAPITAL	Hedge Fund223.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV223.5m	AUM288.9m	#Funds8
Adviser TOURADJI CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM52.1m	#Funds-
Adviser LION POINT CAPITAL, LP	Hedge Fund400.8m	Liquidity Fund-	Private Equity Fund79.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV480.5m	AUM480.6m	#Funds9
Adviser BLOOMBERGSEN INVESTMENT PARTNERS	Hedge Fund460.7m	Liquidity Fund-	Private Equity Fund268.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV728.8m	AUM-	#Funds9

Brochure Summary

Overview

(A) Operational and Organizational Information: GFO Asset Management, LLC (the “Firm”) is an investment adviser registered with the U.S. Securities and Exchange Commission (the “SEC”). As stated on the cover page of this Brochure, registration as an investment adviser does not imply a level of skill or training. The Firm was formed in November 2019. The principal owner of the Firm is Casey Gard (99%) (the “Managing Member”). (B) Types of Advisory Services Offered: The Firm provides investment management services, on a discretionary basis, to SMA clients and to pooled investment vehicles operating as private funds (the “Funds”) for sophisticated, qualified investors, including high net worth individuals, retirement plans, trusts, partnerships, corporations, or other businesses (each Fund and SMA Client, the “Client” and, collectively, the “Clients” and “client accounts”). The Firm’s principal investment objective is to produce attractive returns by investing primarily in litigation finance fundings, which may take the form of various funding agreements and other instruments related to investments in litigation cases, both non-recourse and recourse, and may be originated by the Firm or acquired on the secondary market (collectively, the “Fundings”). The Firm may enter into side letters or other similar agreements with investors. These side letters or other similar agreements may have the effect of establishing rights under, supplementing, or altering a Client’s partnership agreement or an investor’s subscription agreement. Such rights or alterations could be regarding

economic terms, fee structures, excuse rights, information rights, investment limitations, co-investment rights (including the provision of stated co-investment opportunities or priority allocation rights to, for example, limited partners who have capital commitments in excess of certain thresholds to one or more Clients), or transfer rights, among others. For the most part, any rights established or any terms altered or supplemented will govern only the investment of the specific investor and not the terms of a Fund as whole. Certain sizeable investors with “most favored nations” rights, pursuant to a Fund’s limited partnership agreement, may elect certain additional rights but not all rights, terms, or conditions. (C) Client Investment Guidelines and Parameters: In certain instances, upon client request, the Firm may tailor its advisory services to the individual needs of the Client. Clients may also request to impose restrictions on investing in certain opportunities by specifying such {00467206.DOCX; 5} 5 restrictions in writing to the Firm prior to the execution of such Client’s investment management agreement (the “IMA”). Each Client’s IMA includes investment guidelines and parameters that provide the context within which the Firm renders its investment advisory services. (D) Wrap Fee Programs: The Firm does not participate in wrap fee programs. (E) Client Assets Under Management: (rounded to the nearest $100,000) (i) Discretionary: $456,700,000 as of December 31, 2023. (ii) Non-discretionary: $0 as of December 31, 2023.

GFO ASSET MANAGEMENT, LLC

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Overview