9AT: LAGO ASSET MANAGEMENT

other names

LAGO ASSET MANAGEMENT
LAGO ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/25/2026
ADV Location	CHICAGO, IL, United States
Adviser Type - Large advisory firm - An investment adviser to a company which has elected to be a business development company
Number of Employees	15 -6%
of those in investment advisory functions	14 -7%
Registration	SEC, Approved, 07/29/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/29/2022
Former registrations	LAGO ASSET MANAGEMENT, LLC

AUM^*	604,879,664 32%
of that, discretionary	604,879,664 32%
Private Fund GAV^*	406,661,369 1%
Avg Account Size	50,406,639 54%
SMA’s	No
Private Funds	13 1
Contact Info	773 xxxxxxx
Websites

Client Types

- Business development companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count6	GAV$328,100,931
Fund TypePrivate Equity Fund	Count7	GAV$78,560,438

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser J.H. LANE PARTNERS, LP	Hedge Fund276.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV276.0m	AUM276.0m	#Funds5
Adviser ROSENWALD CAPITAL MANAGEMENT, INC.	Hedge Fund158.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV158.3m	AUM248.1m	#Funds2
Adviser SUPERSTRING CAPITAL MANAGEMENT LP	Hedge Fund281.3m	Liquidity Fund-	Private Equity Fund34.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV315.7m	AUM339.5m	#Funds5
Adviser SEASON INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.7m	#Funds-
Adviser METAVASI CAPITAL LP	Hedge Fund419.7m	Liquidity Fund-	Private Equity Fund862.9k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV420.6m	AUM420.6m	#Funds4
Adviser CATALYST WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.7m	#Funds-
Adviser FORAGER CAPITAL MANAGEMENT, LLC	Hedge Fund340.2m	Liquidity Fund-	Private Equity Fund12.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.0m	Total Private Fund GAV377.9m	AUM352.9m	#Funds3
Adviser TAH MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.8m	#Funds-
Adviser MAQRO ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund94.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund32.0m	Total Private Fund GAV126.1m	AUM174.4m	#Funds10
Adviser OXFORD GATE MANAGEMENT, LLC	Hedge Fund90.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV90.9m	AUM90.9m	#Funds3

Brochure Summary

Overview

The Adviser, a Delaware limited liability company, was formed in March 2019. The Adviser has its principal office in Chicago, Illinois. Principal Owners Heather La Freniere and Tim Gottfried are the principal owners of the Adviser. Fund Investment Advisory Services The Adviser provides investment advisory services to certain pooled investment vehicles (each a “Fund” and collectively, the “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). As of December 31, 2023, the Adviser serves as the investment manager to twelve Funds: LAGO Innovation Fund I, LP; LAGO Innovation Fund I-QP, LP; LAGO

Innovation Fund II-AI, LP; LAGO Innovation Fund II-QP, LP; LAGO Delta Nine Fund, LP; LAGO Delta Nine Fund QP, LP; LAGO D9 Equity Fund I, LP; LAGO D9 Equity Fund I-QP; LAGO Innovation Fund III-AI, LP; LAGO Innovation Fund III-QP, LP; LAGO Acceleration Fund I-AI, LP; and LAGO Acceleration Fund I-QP, LP. The advisory services offered by the Adviser are tailored to the needs of the Funds. See Items 8 and 13 of this Brochure for additional discussion of these tailored advisory services. No Wrap Fee Programs The Adviser does not participate in any wrap fee programs. Assets under Management All of the Adviser’s investment advisory services are provided on a discretionary basis. As of December 31, 2023, the Adviser has assets under management of $380,584,054.

LAGO ASSET MANAGEMENT

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