9AT: BRIDGEFRONT CAPITAL, LLC

BRIDGEFRONT CAPITAL, LLC

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Adviser Profile

As of Date	03/28/2025
Adviser Type - Large advisory firm
Number of Employees	6 -33.33%
of those in investment advisory functions	4 -42.86%
Registration	SEC, Approved, 04/30/2021
Other registrations (2)	SEC, ERA - Withdrawn, 03/30/2021 Texas, ERA - Withdrawn, 11/27/2019
Former registrations	BRIDGEFRONT CAPITAL, LLC

AUM^*	370,217,986 21.76%
of that, discretionary	370,217,986 21.76%
Private Fund GAV^*	0
Avg Account Size	123,405,995 62.34%
SMA’s	No
Private Funds	0
Contact Info	512 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Reported AUM

336M 288M 240M 192M 144M 96M 48M

2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker040413205	Stock NameARISTA NETWORKS INC	$ Position$2,865,498	% Position1.00%	$ Change355.00%	# Change244.00%
Stck Ticker008492100	Stock NameAGREE RLTY CORP	$ Position$2,298,979	% Position1.00%	$ Change35.00%	# Change43.00%
Stck Ticker172967424	Stock NameCITIGROUP INC	$ Position$2,090,036	% Position1.00%	$ Change77.00%	# Change47.00%
Stck Ticker235851102	Stock NameDANAHER CORPORATION	$ Position$2,680,618	% Position1.00%	$ Change38.00%	# Change44.00%
Stck Ticker00287Y109	Stock NameABBVIE INC	$ Position$2,365,170	% Position1.00%	$ Change	# Change
Stck Ticker29364G103	Stock NameENTERGY CORP NEW	$ Position$2,361,772	% Position1.00%	$ Change7.00%	# Change10.00%
Stck Ticker165167735	Stock NameEXPAND ENERGY CORPORATION	$ Position$1,907,058	% Position1.00%	$ Change-8.00%	# Change-12.00%
Stck Ticker37045V100	Stock NameGENERAL MTRS CO	$ Position$1,898,079	% Position1.00%	$ Change215.00%	# Change201.00%
Stck Ticker16411R208	Stock NameCHENIERE ENERGY INC	$ Position$2,168,302	% Position1.00%	$ Change271.00%	# Change252.00%
Stck Ticker366651107	Stock NameGARTNER INC	$ Position$2,009,378	% Position1.00%	$ Change127.00%	# Change136.00%

Brochure Summary

Overview

A. The Adviser is a Delaware limited liability company and has its principal place of business located in Austin, Texas. The Adviser provides sub-advisory services to sub- advised accounts (referred to herein as the “Managed Accounts” or “Clients”).1 The Adviser was formed by its founder, Brian Huber (the “Principal”). B. The Adviser’s principal investment strategy is to generate absolute returns for its Clients through an investment program utilizing proprietary quantitative models to systematically select investment positions and manage risk exposure. Currently the Adviser implements this program in equities, exchange traded funds and exchange traded notes. C. While each of its Clients will follow the general strategy stated above, the Adviser may tailor the specific advisory services with respect to each Client based on the particular investment objectives and strategies described in the applicable Client’s (i) confidential offering memorandum or separate account agreement

(as applicable) and (ii) governing documents (referred to collectively as “Offering Documents”). All discussion of the Clients in this Brochure, including but not limited to their investments, the strategies used in managing the Clients, and conflicts of interest faced by the Adviser in connection with the management of the Clients are qualified in their entirety by reference to each Client’s respective Offering Documents. D. The Adviser does not participate in wrap fee programs. E. As of December 31, 2023, the Adviser manages $266,523,733.51 in discretionary assets and $0 in non-discretionary assets. 1 As a registered investment Adviser, the Adviser owes a fiduciary duty to all of its clients. In 2006, the decision by the Court of Appeals for the D.C. Circuit in Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. June 23, 2006), with respect to private funds, clarified that the “client” of an investment Adviser to a private fund is the fund itself and not an investor in the fund.