9AT: OCTAGON CAPITAL ADVISORS LP

other names

OCTAGON CAPITAL ADVISORS LP
OCTAGON CAPITAL ADVISORS LLC

Adviser Profile

As of Date	03/20/2026
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	10 11%
of those in investment advisory functions	7
Registration	SEC, Approved, 04/27/2020
Other registrations (1)	SEC, ERA - Withdrawn, 03/27/2020
Former registrations	OCTAGON CAPITAL ADVISORS LP

AUM^*	1,175,272,000 23%
of that, discretionary	1,175,272,000 23%
Private Fund GAV^*	1,175,272,000 28%
Avg Account Size	146,909,000 -7%
SMA’s	No
Private Funds	8 2
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$975,179,000
Fund TypePrivate Equity Fund	Count5	GAV$200,093,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HONEYCOMB ASSET MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM552.1m	#Funds-
Adviser THORNTREE CAPITAL PARTNERS LP	Hedge Fund930.2m	Liquidity Fund-	Private Equity Fund25.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV955.3m	AUM955.3m	#Funds6
Adviser HOUSE HANOVER LLC	Hedge Fund16.4m	Liquidity Fund-	Private Equity Fund45.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV62.0m	AUM19.7m	#Funds6
Adviser BOW STREET LLC	Hedge Fund81.4m	Liquidity Fund-	Private Equity Fund761.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV843.3m	AUM884.7m	#Funds19
Adviser HIDDEN LAKE ASSET MANAGEMENT LP	Hedge Fund376.0m	Liquidity Fund-	Private Equity Fund2.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV378.3m	AUM378.3m	#Funds5
Adviser NEWMARKET INVESTMENT MANAGEMENT, LP	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.8b	AUM2.8b	#Funds36
Adviser ENTORO INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0m	#Funds-
Adviser RESOLUTE CAPITAL ASSET PARTNERS LLC	Hedge Fund325.4m	Liquidity Fund-	Private Equity Fund55.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV380.9m	AUM380.9m	#Funds5
Adviser GFO ADVISORY SERVICES, LLC	Hedge Fund335.3m	Liquidity Fund-	Private Equity Fund2.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV338.1m	AUM351.3m	#Funds9
Adviser COOK PINE CAPITAL LLC	Hedge Fund83.8m	Liquidity Fund-	Private Equity Fund257.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV340.8m	AUM490.3m	#Funds3

Brochure Summary

Overview

A. Octagon is a Delaware limited partnership formed on October 30, 2019, to operate as an investment adviser with offices in New York, New York. Octagon is principally owned by Ting Jia. References to “us,” “we,” or “our” in this Brochure refer to Octagon. We provide discretionary investment advisory services to master-feeder, mini-master feeder, and Delaware series trust structures comprised of affiliated pooled investment vehicles (each, a “Fund,” and collectively, the “Funds”). We may in the future also provide investment advisory services to Separately Managed Accounts (“SMAs,” collectively with the Funds, “Clients”). We generally seek to provide attractive risk-adjusted returns by investing in healthcare companies with long-term compounding growth potentials on behalf of Clients. Clients typically invest in securities and financial instruments of companies in the healthcare sector globally, with focuses in companies headquartered in the United States, China, the European Union, and the United Kingdom. Clients

may invest in securities on the open market, private placements, bonds, warrants, debt, convertible debt, or securities, secondary or initial public offerings (“IPOs”); and/or other assets and financial instruments. B. We manage Client investments in accordance with investment objectives, strategies, guidelines, and terms and conditions, as outlined in each Client’s applicable advisory agreement(s) or other governing document(s) (collectively, “Governing Documents”). Octagon does not, however, provide individualized investment advice or tailor its advisory services to the individual needs of any Fund’s underlying investors (“Investors”). Octagon may enter into side letters with certain Investors, which could alter or supplement the terms of such Investor’s investment. C. We do not participate in wrap-fee programs. D. As of December 31, 2023, we managed approximately $951,771,000 in regulatory assets under management on a discretionary basis. We do not manage any non-discretionary assets.

OCTAGON CAPITAL ADVISORS LP

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