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Adviser Profile

Registration status Registration Changed to STONEPINE CAPITAL MANAGEMENT, LLC
As of Date 03/20/2025
Adviser Type - Large advisory firm
Number of Employees 6 20.00%
of those in investment advisory functions 4 33.33%
AUM* 347,828,196 28.10%
of that, discretionary 347,828,196 28.10%
Private Fund GAV* 0 -100.00%
Avg Account Size 347,828,196 28.10%
SMA’s No
Private Funds 0 1
Contact Info 541 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

272M 233M 194M 155M 116M 78M 39M
2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00182C103 Stock NameANI PHARMACEUTICALS INC $ Position$13,648,925 % Position13.00% $ Change1110.00% # Change135.00%
Stck Ticker30052C107 Stock NameEVOLUS INC $ Position$13,648,925 % Position13.00% $ Change-2.00% # Change-10.00%
Stck Ticker68404V209 Stock NameOPTINOSE INC $ Position$7,231,893 % Position7.00% $ Change84.00% # Change34.00%
Stck Ticker488445206 Stock NameZEVRA THERAPEUTICS INC $ Position$4,868,500 % Position5.00% $ Change-2.00% # Change9.00%
Stck TickerM96088105 Stock NameUROGEN PHARMA LTD $ Position$3,687,404 % Position4.00% $ Change7.00% # Change3.00%
Stck Ticker92337C203 Stock NameVERASTEM INC $ Position$3,696,390 % Position4.00% $ Change-18.00% # Change-30.00%
Stck Ticker98419J206 Stock NameXOMA ROYALTY CORPORATION $ Position$2,587,173 % Position3.00% $ Change-22.00% # Change3.00%
Stck Ticker86889P208 Stock NameSURROZEN INC $ Position$3,332,218 % Position3.00% $ Change69.00% # Change108.00%
Stck TickerG31249108 Stock NameESTABLISHMENT LABS HLDGS INC $ Position$3,039,973 % Position3.00% $ Change-18.00% # Change-7.00%
Stck Ticker29251M106 Stock NameENANTA PHARMACEUTICALS INC $ Position$3,260,896 % Position3.00% $ Change71.00% # Change78.00%

Brochure Summary