HARTFORD FUNDS

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Adviser
Type
Submitted
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
05/06/2025
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$446.4 b % Position40.00 % $ Change-8.00 % # Shares13,182,996 # Change-9.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$92.0 b % Position8.00 % $ Change-51.00 % # Shares2,618,508 # Change-52.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$93.4 b % Position8.00 % $ Change-50.00 % # Shares2,658,148 # Change-51.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$78.1 b % Position7.00 % $ Change-8.00 % # Shares3,743,689 # Change5.00 %
Stock Ticker41653L875 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$50.0 b % Position5.00 % $ Change690.00 % # Shares1,448,146 # Change685.00 %
Adviser Hartford Funds Management Co LLC Type 5 Submitted
05/05/2025
Adviser Hartford Funds Management Co LLC Type 40-APP/A Submitted
04/11/2025
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
02/07/2025
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$485.4 b % Position44.00 % $ Change1.00 % # Shares14,563,743 # Change6.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$187.9 b % Position17.00 % $ Change1.00 % # Shares5,446,505 # Change5.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$94.2 b % Position9.00 % $ Change-6.00 % # Shares3,315,750 # Change1.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$84.5 b % Position8.00 % $ Change-2.00 % # Shares3,577,138 # Change-10.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$48.7 b % Position4.00 % $ Change-62.00 % # Shares957,384 # Change-62.00 %
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
11/12/2024
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$479.9 b % Position44.00 % $ Change-1.00 % # Shares13,728,066 # Change-5.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$186.4 b % Position17.00 % $ Change-3.00 % # Shares5,168,422 # Change-7.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$129.2 b % Position12.00 % $ Change4.00 % # Shares2,491,787 # Change-4.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$99.8 b % Position9.00 % $ Change8.00 % # Shares3,271,402 # Change-2.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$86.2 b % Position8.00 % $ Change2.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 40-APP Submitted
09/24/2024
Adviser Hartford Funds Management Co LLC Type 4 Submitted
09/03/2024

Hartford Schroders Private Opportunities Fund
10% Owner

Non-Derivatives

Title Transaction Date Shares Price Shared Following Owsh.
TitleHartford Schroders Private Opportunities Fund - SDR Shares Transaction Date09/03/2024 Shares92,250 Price$10.84 Shared Following1,192,598 OwshD
Adviser Hartford Funds Management Co LLC Type N-PX Submitted
08/27/2024
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
08/13/2024
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$483.4 b % Position45.00 % $ Change1.00 % # Shares14,434,457 # Change1.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$191.2 b % Position18.00 % $ Change-1.00 % # Shares5,532,272 # Change-1.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$124.6 b % Position12.00 % $ Change0.00 % # Shares2,591,594 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$92.4 b % Position9.00 % $ Change-1.00 % # Shares3,345,605 # Change0.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$84.4 b % Position8.00 % $ Change8.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 4 Submitted
06/03/2024

Hartford Schroders Private Opportunities Fund
10% Owner

Non-Derivatives

Title Transaction Date Shares Price Shared Following Owsh.
TitleHartford Schroders Private Opportunities Fund - SDR Shares Transaction Date06/03/2024 Shares93,250 Price$10.72 Shared Following1,089,525 OwshD
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
05/06/2024
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$478.2 b % Position46.00 % $ Change0.00 % # Shares14,284,574 # Change1.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$193.2 b % Position18.00 % $ Change-5.00 % # Shares5,579,984 # Change-3.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$124.1 b % Position12.00 % $ Change9.00 % # Shares2,591,583 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$93.5 b % Position9.00 % $ Change2.00 % # Shares3,345,578 # Change0.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$78.2 b % Position7.00 % $ Change17.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
02/05/2024
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$479.3 b % Position47.00 % $ Change6.00 % # Shares14,084,631 # Change0.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$203.2 b % Position20.00 % $ Change8.00 % # Shares5,779,984 # Change2.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$113.9 b % Position11.00 % $ Change4.00 % # Shares2,589,421 # Change-5.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$91.6 b % Position9.00 % $ Change7.00 % # Shares3,340,044 # Change0.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$67.0 b % Position7.00 % $ Change16.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 4 Submitted
12/01/2023

Hartford Schroders Private Opportunities Fund
10% Owner

Non-Derivatives

Title Transaction Date Shares Price Shared Following Owsh.
TitleHartford Schroders Private Opportunities Fund - SDR Shares Transaction Date12/01/2023 Shares396,275 Price$10.09 Shared Following996,275 OwshD
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
11/03/2023
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$452.0 b % Position48.00 % $ Change-2.00 % # Shares14,084,926 # Change2.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$187.9 b % Position20.00 % $ Change-4.00 % # Shares5,661,843 # Change0.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$109.8 b % Position12.00 % $ Change-4.00 % # Shares2,735,153 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$85.8 b % Position9.00 % $ Change-3.00 % # Shares3,346,288 # Change0.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$57.8 b % Position6.00 % $ Change-6.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
08/04/2023
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$462.5 b % Position48.00 % $ Change-2.00 % # Shares13,835,119 # Change0.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$195.6 b % Position20.00 % $ Change2.00 % # Shares5,661,843 # Change4.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$113.9 b % Position12.00 % $ Change-4.00 % # Shares2,748,551 # Change-8.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$88.1 b % Position9.00 % $ Change-16.00 % # Shares3,346,297 # Change-16.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$61.4 b % Position6.00 % $ Change12.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 3 Submitted
08/01/2023

Hartford Schroders Private Opportunities Fund
10% Owner

Non-Derivatives

Title Transaction Date Shares Price Shared Following Owsh.
TitleHartford Schroders Private Opp Fund - A Shares [XHFAX] Transaction DateN / A Shares Price Shared Following100,000 OwshD
TitleHartford Schroders Private Opp Fund- I Shares [XHFIX] Transaction DateN / A Shares Price Shared Following100,000 OwshD
TitleHartford Schroders Private Opp Fund - SDR Shares [XHFSX] Transaction DateN / A Shares Price Shared Following400,000 OwshD
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
04/28/2023
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$470.1 b % Position47.00 % $ Change3.00 % # Shares13,826,943 # Change0.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$191.1 b % Position19.00 % $ Change1.00 % # Shares5,448,491 # Change-2.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$119.1 b % Position12.00 % $ Change2.00 % # Shares2,986,653 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$104.5 b % Position11.00 % $ Change6.00 % # Shares3,968,102 # Change-1.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$54.7 b % Position6.00 % $ Change16.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 40-APP/A Submitted
04/11/2023
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
01/27/2023
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$456.8 b % Position48.00 % $ Change102104.00 % # Shares13,826,825 # Change0.00 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$188.6 b % Position20.00 % $ Change102994.00 % # Shares5,543,436 # Change2.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$116.6 b % Position12.00 % $ Change176471.00 % # Shares2,986,727 # Change60.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$98.9 b % Position10.00 % $ Change185873.00 % # Shares3,990,883 # Change63.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$47.0 b % Position5.00 % $ Change103403.00 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 40-APP/A Submitted
12/16/2022
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
11/07/2022
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$447.0 m % Position54.58 % $ Change-9.72 % # Shares13,776,730 # Change-4.84 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$183.0 m % Position22.34 % $ Change-3.03 % # Shares5,426,486 # Change2.58 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$66.0 m % Position8.06 % $ Change-5.81 % # Shares1,869,069 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$53.2 m % Position6.50 % $ Change-12.66 % # Shares2,447,030 # Change0.00 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$45.4 m % Position5.55 % $ Change-0.52 % # Shares3,987,202 # Change0.00 %
Adviser Hartford Funds Management Co LLC Type 40-APP/A Submitted
08/19/2022
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
08/10/2022
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$495.1 m % Position55.72 % $ Change-12.42 % # Shares14,476,716 # Change-5.72 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$188.7 m % Position21.24 % $ Change-12.95 % # Shares5,290,239 # Change-7.23 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$70.1 m % Position7.89 % $ Change-10.92 % # Shares1,869,033 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$60.9 m % Position6.85 % $ Change-14.52 % # Shares2,446,991 # Change0.01 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$45.7 m % Position5.14 % $ Change-18.33 % # Shares3,987,202 # Change16.27 %
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
05/09/2022
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$565.3 m % Position55.41 % $ Change-2.23 % # Shares15,354,281 # Change5.50 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$216.8 m % Position21.25 % $ Change-6.19 % # Shares5,702,762 # Change0.41 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$78.7 m % Position7.71 % $ Change-25.50 % # Shares1,868,990 # Change-22.10 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$71.3 m % Position6.98 % $ Change-24.16 % # Shares2,446,815 # Change-21.59 %
Stock Ticker41653L883 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$55.9 m % Position5.48 % $ ChangeN / A # Shares3,429,286 # ChangeN / A
Adviser Hartford Funds Management Co LLC Type 13F-HR Submitted
02/09/2022
Stock Ticker Stock Name $ Position % Position $ Change # Shares # Change
Stock Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$578.2 m % Position54.84 % $ Change0.66 % # Shares14,554,199 # Change3.19 %
Stock Ticker41653L701 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$231.1 m % Position21.92 % $ Change-0.75 % # Shares5,679,481 # Change0.00 %
Stock Ticker518416409 Stock NameLATTICE STRATEGIES TR $ Position$105.6 m % Position10.02 % $ Change10.52 % # Shares2,399,181 # Change0.00 %
Stock Ticker518416102 Stock NameLATTICE STRATEGIES TR $ Position$94.0 m % Position8.91 % $ Change0.03 % # Shares3,120,351 # Change0.00 %
Stock Ticker41653L602 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$44.4 m % Position4.21 % $ Change-1.04 % # Shares1,096,176 # Change0.00 %

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